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0いいね 122回再生

New Frontiers in Recordkeeping and Compliance

A crackdown on the use of personal phones for business is one of the most significant enforcement developments of 2022. This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firm can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production will also be addressed.

Host: Natalie Tynan, Assoc. GC, Head of Tech Documentation Strategy, FIA

Speakers:
Tony Mansfield, Partner, Allen & Overy
Greg Mocek, Partner, Allen & Overy
Jon Flynn, Senior Counsel, Allen & Overy
Hilary Seo, Senior Counsel, Allen & Overy
Sean Batson, Associate, Allen & Overy

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Additional Information ⤵️
www.fia.org/fia/articles/new-frontiers-recordkeepi…

🖥️ Website: fia.org
📱 LinkedIn (FIA, Inc.): linkedin.com/company/futures-industry-association
👍 Twitter (@FIAConnect): twitter.com/FIAconnect
📽️ YouTube (FIA Americas): youtube.com/c/FIAAmericas

About the Futures Industry Association (FIA):

Our mission: To support open, transparent and competitive markets, protect and enhance the integrity of the financial system, and promote high standards of professional conduct. Derivatives markets play a critical role for the world economy by discovering prices and allowing businesses to manage risk across the global economy. FIA is the leading global trade organization for futures, options and centrally cleared derivatives mark